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Important Notices

Website Terms of Use

Indication of the matters stipulated in Article 37 of the Financial Instruments and Exchange Act

Explanatory Note on Non-Registered Credit Rating | BNP Paribas Securities (Japan) Limited

Explanatory Note on Non-Registered Credit Rating | BNP Paribas Tokyo Branch

Policy on Customer-Oriented Business Conduct (BNP Paribas Securities (Japan) Limited)

Policy on Customer-Oriented Business Conduct (BNP Paribas, Tokyo Branch)

Action Plan and Progress Report Regarding Customer-Oriented Business Conduct (BNP Paribas Securities (Japan) Limited)

Action Plan and Progress Report Regarding Customer-Oriented Business Conduct (BNP Paribas, Tokyo Branch)

Correspondence Chart Regarding Customer-Oriented Business Conduct (BNP Paribas Securities (Japan) Limited)

Correspondence Chart Regarding Customer-Oriented Business Conduct (BNP Paribas Tokyo Branch)

Cortex Equities Information

Japan Dark Pool Guidelines

To Overseas BNP Paribas and Related Subsidiaries Personal Account Holders

Sharing of non-public information among our group companies

Solicitation Policy (BNP Paribas Securities (Japan) Limited)

Solicitation Policy (BNP Paribas, Tokyo Branch)

Best Execution Policy (BNP Paribas Securities (Japan) Limited)

Basic Policy on Distribution to Customers of Shares, Etc. Related to Public Offering, Etc. (BNP Paribas Securities (Japan) Limited)

Important Notice Associated with the Financial Instruments and Exchange Act (BNP Paribas Securities (Japan) Limited)

Important Notice Associated with the Financial Instruments and Exchange Act (BNP Paribas, Tokyo Branch)

Basic Policy on Anti-Social Forces

Conflict of Interest Policy (BNP Paribas Securities (Japan) Limited)

Conflict of Interest Policy (BNP Paribas, Tokyo Branch)

Information Sharing Policy (BNP Paribas Securities (Japan) Limited)

Information Sharing Policy (BNP Paribas, Tokyo Branch)

Outline of Our Client Complaints Handling and Dispute Resolution Measures

Statement on plan to tie up with Electronic Settlement Agents (BNP Paribas, Tokyo Branch)

Article 38 CSDR risk disclosure – BNP Paribas Securities (Japan) limited (Euroclear) (BNP Paribas Securities (Japan) Limited)

Article 38 CSDR Costs disclosure (BNP Paribas Securities (Japan) Limited)

Regulations on Funds Transfer Pursuant to the Foreign Exchange and Foreign Trade Act (BNP Paribas, Tokyo Branch)

Indication regarding Foreign Bank Agency Services (BNP Paribas, Tokyo Branch)

Indication of the matters stipulated in the Money Lending Business Act (BNP Paribas Securities (Japan) Limited)